Benefits of Using GPS Guidance on Excavators and Shovels
By Chris Seymour, Automated Positioning Systems



In order to be an effective production tool, a GPS-based bucket position system must provide information about the position of the bucket that not only is accurate,
but must arrive rapidly enough to allow the operator to use the information while production digging.


TGPS-based control and guidance systems for mining and earthmoving equipment have been in use for a number of years. These systems have proven themselves in rugged applications as a way of cutting costs, increasing accuracy, reducing contamination and improving site safety.
High-precision GPS-based guidance systems on mining excavators and shovels offer a number of key benefits to mine operators. These include:
• Accurate selective mining of mineralized horizons.
• Accurately finding the low wall batter line in coal stripping operations, thereby reducing both over-dig and lost coal.
• Accurate representation of hazardous areas, such as loaded blast areas or areas underlain by old underground workings.
•More even benches, reducing truck cycle times as well as wear and tear on trucks. Such benches require less dozer and grader time.
• More accurately cut ramps, again improving tire life and truck cycle times.
• Selective mining of coal, ensuring high value seams are fully and cleanly recovered.
• Automatic generation of as-built plans.
• Less need for surveyors in the field and far fewer people on the ground around heavy machinery.

Logical Choice
Introducing GPS-based excavator/ shovel guidance systems can be regarded as a logical progression for many mines, most of which now use GPS for surveying. A single surveyor can accomplish in a few hours what once took a team of people days of tedious field and office work.
GPS guidance systems are increasingly being used directly on mining machinery— most notably dozers. Even the most basic GPS guidance systems allow the operator to complete complex earthmoving designs without the need for field staking, while more advanced systems allow for accurate real time productivity monitoring and the automatic generation of “as-builts” in the form of Digital Terrain Maps (DTMs).
In addition to dozers, GPS is now also being applied to other mining equipment including drills, trucks, graders, loaders, and dredges. The use of high precision GPS to determine the position of the bucket teeth of shovels and excavators is one of the “final frontiers”—perhaps surprising, given the fact that there are so many benefits in GPS-based guidance for what is the primary loading tool for most mines.
Most people would be familiar with the U.S.-based Navstar GPS network, which supplies signals to the great majority of GPS receivers, from basic consumer- level units to the most sophisticated military and industrial systems. The Navstar system maintains at least 24 satellites. To achieve the required levels of accuracy, GPS-based guidance systems need to be able to receive a signal from at least five satellites to achieve what is known as “lock.” However, due to the orbits of the Navstar satellites, at various times in the day there will be insufficient satellites visible to achieve lock and the signal will drop out. This problem is exacerbated in deep-pit applications, where mine walls limit the amount of sky that is visible.
Dropouts can range from a few minutes to several hours during the course of a day. GPS guidance systems can somewhat overcome this problem by also tapping into the Russian-based Glonass system, which currently has a network of 11 satellites out of a planned constellation of 18. This gives a total of 35 satellites available, speeding the acquisition of satellite lock and substantially reducing signal dropout. [Ed. Note: Proprietary systems, such as Novariant’s Terralite XPS, also can overcome satellite access problems by using a network of ground-based transmitter stations that broadcast machine position information to compatible GPS receivers mounted on mobile equipment.]
To achieve maximum accuracy, a GPS antenna mounted on the machine and a base station mounted at a fixed point are required. Any number of machines with GPS guidance systems onboard can access the base station. Using a base station, GPS guidance systems have an accuracy of about 1 centimeter.
Accuracy is lost in translating the positions to the bucket, but even on large mining excavators and shovels, it is possible to achieve accuracy within 50 mm. Since the bucket teeth are at least 250 mm long and wear back, this level of accuracy is satisfactory. However, accuracy also depends to some extent on how well the shovel or excavator is maintained. Slack bearings will introduce additional errors. On smaller machines, tighter tolerances can be obtained down to 25 mm.
Information about the position of the bucket must not only be accurate, but must be delivered rapidly enough to allow the operator to use the information while production digging. Latency is the time between the bucket reaching a certain position and the representation on the screen showing the position. To achieve satisfactorily low levels of latency, the GPS receivers and sensors must have a rapid response, the computer must run at a high enough speed and the software must use efficient algorithms. With GPS receivers operating at 5 Hz, sensors running at 20 Hz and a computer running at 700 MHz, latency is around 300 milliseconds—a satisfactory but still noticeable lag.


Studies show the most effective position for excavator-mounted GPS antennas is at the rear of the machinery house (left). To be useful to the operator,
the system’s display must be simple to use, with a touch screen for easy selection and checking of options while remaining visible under varying
ambient light conditions (right).
 

Communications between the mining equipment and mine management and engineering staff is a critical element in a successful GPS-based guidance system. Radio telemetry systems are the most effective means to transmit GPS correction signals, to download designs to the machines and to upload as-built DTMs when the job is finished. Many GPS survey units use VHF signals for GPS corrections. While these radios are good for coverage, they have inadequate bandwidth to transmit complex designs. As an alternative, UHF radios operating at 400 to 900 MHz provide enough bandwidth to transmit designs.
Machine-mounted wireless LAN radios operating at 2.4 GHz allow equipment to be connected into the mine’s intranet system, or even into the Internet for remote connection. Such systems have great bandwidth, but are limited to line-of-sight communication and distances up to 2 km. However, some of the limitations of wireless LAN can be overcome by “meshed” systems in which each machine is a repeater, able to pass one signal to another machine a little farther away.
Alternatively, a dual system can be installed, using UHF or VHF for the mission- critical GPS correction factors, with other data cached until the LAN connection is established.
Other critical factors in the successful application of GPS-based guidance systems on excavators and shovels include antenna placement, rotation plane, sensor systems on the boom and arm, and on-board computers.
Antenna placement: Experience has shown that using two GPS antennas and two receivers, while more expensive, gives a faster and more accurate result. The preferred locations are the back corners of the machinery house.
Rotation plane: Knowing the orientation and position of the machinery house enables the position of the boom to be calculated. However, it’s also essential to measure the pitch and roll of the machine to correct the result for rotation in an angled plane.
Boom components: Tilt sensors (for hydraulic excavators and shovels) and rotation encoders on rope drums (for rope shovels) have proven to be the most reliable and robust solutions.
Tilt sensors are one of the most critical factors in an effective GPS-based guidance system, with the latest developments in nanotechnology resulting in highly accurate, robust, consistent and long-lived units. A tilt sensor suitable for tracking mining equipment needs to have a number of capabilities:
• Rapid response, reporting at a rate of at least 10 times per second.
• Accuracy, performing to within 0.1° is essential in order to achieve centimeter level precision on mining scale equipment.
• Resistance to vibration.
• Resistance to overshoot; fluid sensors tend to “slosh.”
• Resistance to shock loading, capable of withstanding the high g-forces associated with large rocks landing on the boom.
• Low maintenance.
• Easy calibration when installed in different orientations.
• Long life; at least three years is desirable with no drift in reported values.
• Consistent results under different temperature and humidity regimes.
Computers used on mining equipment must contend with difficult environmental conditions. To be useful to the operator, the computer must be simple to use, with a touch screen for easy selection and checking of options while remaining visible under varying ambient light conditions. Rotating hard disks have a short life in this application, so the use of solid-state memory is essential. At least 2 gigabytes of non-volatile memory is needed to hold the operating system, system software and complex designs.
GPS-based guidance on mining shovels and excavators has the potential to provide many more advantages, including:
Ore grade tracking: The ability to determine at all times the exact position of the bucket teeth of an excavator or shovel makes it possible to track the volume and source of every bucket loaded into a haul truck. If the geological model is good enough, the quality of every truckload could be defined— allowing unprecedented quality control of material headed for the mill.
Advanced selective mining: It is possible to use spectral analysis to detect highgrade ore veins in the bank. If a laser scanner or stereo digital camera captures the data, the high-grade veins can be spatially defined and then mined using GPS to guide the bucket.
Data transmission: The addition of highbandwidth LAN communications opens up the possibility of much greater data flows. For example, it is possible to interrogate on-board maintenance health systems via the LAN. Thus a mechanic in the workshop can determine when machines are due for maintenance based on oil pressures, bearing temperatures and such like factors. GPS guidance to the bucket is available and reliable, and the applications in mining many and varied. The value of such systems is enhanced by integration into mine planning, surveying, production reporting, maintenance management and other technical and management information systems at the mine site. Chris Seymour is managing director of Automated Positioning Systems (APS). Based in Brisbane, Queensland, APS (www. apsystems.com.au) uses Topcon’s GPS+ high-precision location system, in conjunction with additional hardware and software developed by APS specifically developed for mining applications.

GPS CASE HISTORIES
Century Mine
The Century zinc mine, operated by Zinifex in northern Queensland has been using high-precision GPS supplied by APS on two excavators for three years.
Because the ore zone (itself gray) is hosted in a gray shale, visual identification of ore and waste is difficult. Before installing a GPS system, surveyors and geologists delineated the ore zones with spray paint, and during ore loading, a geologist was continually present.
Now the GPS guidance system clearly shows the operator the position of the bucket relative to the ore, and even identifies the type of ore. Since implementing this system, there has been a significant increase in the head grade of ore into the mill, resulting in increased output.
Century also operates GPS systems on its Bucyrus 495B shovels used for overburden stripping. Although no selective mining is involved with these shovels, the introduction of guidance has resulted in significantly smoother benches and ramps, with a consequent reduction in spillage, improved cycle times and reduced tire wear.

Thiess Contractors, Collinsville Mine
The Collinsville coal mine, owned by Xstrata Coal and operated by Thiess Contractors, is a metallurgical and thermal surface coal producer in northern Queensland. Overburden stripping is carried out by a dragline, dedicated stripping dozers and excavator and truck fleets. The mine has two Liebherr 994 and two Liebherr 995 excavators, all equipped with high-precision guidance systems from APS.
In a typical sequence with 30 m of overburden, the dozers move the top 18 m. The excavators follow, removing the remaining 12 m in three 4 m benches. The nature of dozer stripping is such that a certain amount of rehandling is inevitable, and it is essential that the intersection of each excavator bench with the new spoil pile is accurately located. Over-digging of the spoil results in unnecessary rehandling and extra costs, while under-digging leads to possible coal loss.
Because of the geometry of the pit, every 1 m error in locating the correct coal edge leads to 16 m3 of unnecessary rehandling per linear meter of pit if the error is too far on the spoil side. Too far on the coal side leads to a loss of valuable product. Before introducing GPSbased guidance, bench limits were marked with stakes placed at 20-m intervals. Staking is a labor intensive operation, and stakes are frequently disturbed or destroyed in the course of operations.
Thiess carried out a rigorous survey of under- and over-excavation in pits excavated before and after the introduction of GPS-based high-precision guidance on the first excavator. Following the introduction of guidance on one machine, in three pits average over-dig was reduced to one-quarter of what it had been previously. The reduction in over-dig paid for the systems within a few months. Thiess subsequently installed guidance systems on three other excavators at the site.